INDICTED TO PREVENT EVIDENTIARY HEARING.
TIMEFRAME:
GRAND JURY 8/21/06
VS.
EVIDENTIARY HEARING 8/24/06
Watch the Grand Jury Indictment Hearing
| CASE TITLE: STATE OF HAWAII VS KRSTAFER
PINKERTON |
5PC06-1-000163 |
| Seq.: 0000002 |
| |
| Doc. I.D.: |
Date of Filing: 08-23-2006 |
Time of Filing: 0935 |
| Doc. Name: |
BENCH WARRANT AFTER INDICTMENT
(SERVED 08/24/06)
|
|
DOES AN INDICTMENT COME BEFORE OR AFTER THE ORIGINAL CHARGES OF
ARREST ON INFORMATION ARE FILED OR DROPPED?
WHEN DOES THE ARREST BY INDICTMENT TAKE PLACE, BEFORE OR AFTER
THE ARREST BY INFORMATION CHARGES ARE DROPPED?
"""The distinction between the procedures for prosecution by
indictment and prosecution by information in regard to the rights
accorded to the accused obviously placed one charged by indictment at a
considerable disadvantage. Yet, there has never been a judicial or
legislative determination which has attempted to define a basis for
discriminating between those who are and those who are not accorded
these important rights. The decision to proceed by grand jury
indictment, and thus deny the accused these fundamental rights, is left
entirely to the absolute discretion of the district attorney"""
|
INDICTMENT FOR THE MARCH 5, 2006 ARREST,
RE-ARRESTED ON:
August 24, 2006 at 2:00pm, just
5 Months, and 19 Days after being arrested for the same charges.
BENCH WARRANT AFTER INDICTMENT
SERVED 08/24/06.
THIS INDICTMENT WAS RETURNED BY THE GRAND JURY ON
AUGUST 21, 2006. THIS GROSS ACT OF PROSECUTORIAL MISCONDUCT PREVENTS ME FROM CROSS EXAMINING WITNESSES OR
ENTERING ITEMS INTO EVIDENCE AT THE PRELIMINARY HEARING STAGE THAT
HAD BEEN SCHEDULED
FOR AUGUST 24, 2006 AT 1:00pm.
GRAND JURY
INDICTMENT VERSUS PROSECUTION BY INFORMATION-AN EQUAL PROTECTION-
DUE PROCESS ISSUES, READ MORE,
scroll down....
watch the court video |
Witness says he was suspicious of
the event March 5, 2006 when he was called to the scene twice. This witness,
who chose to talk with me freely, discusses his concern over the night I was
arrested for a DUI. The beating occurred before the paramedics arrived
and after they left. Hospital documentation proves assault by police
officers occurred in police custody.
IT IS THIS AUDIO FILE THAT IS WHY THE PROSECUTION
HAD DECIDED TO SEEK AN INDICTMENT IN ORDER TO SUPPRESS THIS TESTIMONY
FROM MY EVIDENTIARY HEARING. TIME FRAME: GRAND JURY 8/21/06 VS.
EVIDENTIARY HEARING 8/24/06
watch the court
video
Deputy Prosecutor Mark Guyot is asking suggestive and leading questions to
the Kauai Police Officer Witnesses who were there, on duty, in uniform that
evening. The hearing was void of any mention how many times I had
filed complaints against Kauai Police Officers in the past and how many
times I had been recently arrested on two felonies but charged with
"Harassment" against a Kauai Police Officer whos testimony on this website
discredits the reports he had filed.
Grand Jury Indictment Video
08/21/06
Grand Jury Indictment


DISCREPANCIES:
-
OFFICER BANQUEL SAYS MY TRUCK WAS CRASHED IN
THE BUSHES.
-
OFFICER VINZANT SAYS SGT. BALBARINO IS
STILL ON
DUTY.
-
SGT. VICKY FONOIMOANA SAYS THAT BALBARINO IS
OFF
DUTY.
-
-
JUROR CATCHES THE DISCREPANCIES: INFORMS SGT. VICKY FONOIMOANA THAT SHE SAID
THAT BANQUEL STOPPED PINKERTON ON THE KOLOA BYPASS.
-
OFFICER BANQUEL STATED THAT HE PULLED BEHIND ME BECAUSE OF AN ANONYMOUS
CALL.
-
OFFICER FONOIMOANA STATES THAT MY TRUCK WAS PARKED ON THE ROADSIDE.
-
IN THIS MINI
CLIP BELOW, PROSECUTING ATTORNEY TRIES TO LIMIT QUESTIONS TO THE STATES WITNESS,
SGT. VICKY FONOIMOANA.

WHAT WOULD YOU DO IF POLICE PULLED YOU OUT
OF YOUR TRUCK AND STARTED BEATING YOU UP? WOULD YOU TRY TO DEFLECT THEIR
BLOWS, WOULD YOU ATTACK? OR WOULD YOU LET THEM ASSAULT YOU?
GRAND JURY INDICTMENT VERSUS
PROSECUTION BY INFORMATION-AN EQUAL PROTECTION- DUE PROCESS ISSUE
GRAND JURY INDICTMENT VERSUS
PROSECUTION BY INFORMATION-AN EQUAL PROTECTION- DUE PROCESS ISSUE
By Richard Alexander*
Sheldon Portman**
"Indictment by grand jury affords none of the fundamental rights provided in
a preliminary examination.[47] Unless he is called as a witness, the
defendant has neither the right to appear and present evidence to the grand
jury nor to confront witnesses against him [48] Only the district attorney,
the attorney general or special counsel may appear and present evidence.[49]
Even if called as a witness, a defendant may not have the assistance of
counsel to advise him.[50] Although the grand jury may require the district
attorney to issue process for defense witnesses when it "has reason to
believe that such evidence exists,²[51] this provision is of little
practical value since the proceedings are held in secret with no notice to a
defendant. Furthermore, as indicate by the opening statement of Penal Code
Section 939.7, the grand jury is "not required to hear evidence for the
defendant," and thus may reject such evidence at the very outset [52]
Without hearing the evidence in the first place, the opportunity to
determine whether evidence exists to "explain away the charge" is in effect
foreclosed, virtually assuring the finding of an indictment under Penal Code
Section 939.8 on the basis of "unexplained or uncontradicted" evidence.[53]
In support of its finding, the grand jury is required to "receive none but
evidence that would be admissible over objection at the trial of a criminal
action . . . . [54] In determining what is admissible evidence, the grand
jury may ask for the advice of the judge or district attorney. However,
unless such advice is requested, the judge is excluded from the session,[55]
leaving the jury to rely upon the prosecutor to advise it.[56] These
contradictions have been the object of criticism by one commentator who has
observed:
When the function of indictment . is mated with the responsibility of
determining the character of the evidence that supports it, and with the
right to exclude all evidence which could explain or contradict, the result
is not proper. In short, it is both derogatory of the jury's basic purpose
and devoid of fairness.[57]
Thus, a defendant who is subject to indictment by grand jury is denied the
right to present evidence to explain or contradict the charge, has no right
to appear or to have the assistance of counsel, and may not confront and
cross-examine the witnesses against him. On the other hand, a defendant
charged by information has all of these rights in addition to the fact that,
unlike the grand jury indictment process, the evidence is judged by a
neutral and detached magistrate capable of independently evaluating the
admissibility of that evidence. "
---------------------------------------------
THE FULL ARTICLE FROM THE EXCERPT ABOVE:
Following almost two hundred years of continuous and unwavering support of
the institution we know as the grand jury, the United States Supreme Court
recently announced an opinion which suggests the first leak in the dike of
its regard for that once exalted institution. Speaking for the six-member
majority in United States v. Dionisio,[1] Justice Stewart acknowledged that
"[tlhe grand jury may not always serve its historic role as a protective
bulwark standing solidly between the ordinary citizen and an overzealous
prosecutor . . . .[2] Even stronger expressions of concern over the
continuing viability of the grand jury are found in the dissenting opinions
of Justices Douglas and Marshall. Justice Douglas observed: "It is, indeed,
common knowledge that the Grand Jury, having been conceived as a bulwark
between the citizen and the Government, is now a tool of the Executive.[3]
Justice Marshall emphasized the dangers facing grand jury independence as
compounded by the Dionisio decision itself.[4]
These comments are significant not only because of their source but also
because they were not germane to the resolution of the problem before the
Court. The volunteered concern of some of the highest judicial officers of
our land over the method by which criminal prosecutions are initiated
indicates the need for careful scrutiny of the grand jury process,
particularly in the light of modem constitutional doctrines. Accordingly,
this article presents a discussion of an important due process-equal
protection issue inherent in the two contrasting felony-charging procedures
authorized under Article 1, Section 8 of the California Constitution,
prosecution by information following a preliminary examination or by grand
jury indictment. For a full understanding of this problem, the discussion
will begin with a review of the origin of the two procedures.
Historical Introduction
Origin of the Grand Jury System
Historically, the grand jury has been looked upon as a suitable device for
protecting the weak or unpopular from judicial harassment or politically
motivated prosecutions. The grand jury is supposed to function as a body of
neighbors who aid the state in bringing criminals to justice while
protecting the innocent from unjust accusation.[5] However, both the grand
jury and the criminal information have ceased to fulfill these original
role-obligations and have become increasingly subject to incapacitating
manipulation and abuse. All of the major recent studies conclude that the
grand jury has become, in effect, a rubber stamp of the prosecutor and not
the check on his power that it is required to be.[6]
The origins of the institution of the grand jury are obscure. In some form
it was found early in all the Teutonic peoples, including the Anglo-Saxons
before the Norman conquest.[7] Forms of the grand jury have also been traced
in Scandinavian countries where jurors came to determine both law and
fact.[8] The grand jury originated in Anglo-American law with the summoning
of a group of townspeople before a public official to answer questions under
oath, a system of inquiry used for such administrative purposes as the
compilation of the Domesday Book of William the Conqueror.[9]
In 1166, the crown first established the criminal grand jury, a body of
twelve knights, or other freemen whose function was to accuse those who,
according to public knowledge, had committed crimes.[10] The purpose was to
give to the central government the benefit of local knowledge in the
apprehension of those who violated the king's peace. Witnesses as such were
not heard before this body. The use of accusing juries provided for in the
Assizes of Clarendon (1166) and Northhampton (1176), closely resembles the
modern grand jury in personnel, duties and powers.[11] During the thirteenth
and early part of the fourteenth centuries, the grand jurors themselves
served as petit jurors in the same matters in which they presented
indictments.[12] Not until the eventual separation of the grand jury and
petit jury did the function of accusation become clearly defined and did
crown witnesses come to be examined in secret before the grand jury.[13] By
the time of the appearance of le graunde inquest in 1368, the grand jury had
acquired the powers and duties of the present-day grand jury and it has not
changed materially since that time. [14] Even as it was still developing,
prior to le graunde inquest, the grand jury was becoming lame. As reported
by Dean Morse:
Holdsworth points out that the sheriff's tourn, with its presenting jury,
became so powerful in the twelfth century that it aroused the suspicion of
the king who ordered an inquest of the sheriffs in 1170. To check the power
of the sheriff's tourn, the office of the coroner was created.[15]
Origin of the System of Prosecution by Information
Parallel to the development of the grand jury was the development of the
criminal information. The use of the criminal information dates at least
from the time of Edward I, 1272-1307.[16] Other evidence tracing the origins
of the criminal information makes clear that its history and use in certain
times and cases is almost as old as that of the indictment.[17] Like its
counterpart, the grand jury, the criminal information was also subject to
manipulation and abuse from early ,times. As stated by Dean Morse:
The king's council came to initiate criminal prosecutions based on
informations not only of the king, but also of private persons, and as a
result, there were many false and malicious prosecutions started and then
dropped. The procedure . . . came to be abused in that it was used for
political Prosecutions . . . . To check private persons from using
information to initiate false and malicious prosecutions, a statute was
passed in 1692 [4 W. & M., c.18] which required that the informations of
private citizens should be approved of by the court. . . .[18]
Both the grand jury and the criminal information found their way to America,
and both are used here today.[19]
Criticism of the Grand Jury System
In this country numerous studies undertaken to assess the efficacy of the
grand jury have all concluded that it is no longer effective in protecting
individuals against arbitrary prosecutions, and that it no longer exercises
the independent judgment required by due process. The landmark study in this
century was conducted by Dean Wayne Morse of the University of Oregon Law
School. After an exhaustive study of 7,414 indictments and extensive
questionnaires sent to prosecutors and judges, Dean Morse concluded:
Grand juries are likely to be a fifth wheel in the administration of
criminal justice in that they tend to stamp with approval, and often
uncritically, the wishes of the prosecuting attorney. At best the grand jury
tends to duplicate the work of the committing magistrate and prosecutor.[20]
Dean Morse found that in only 5.15 percent of the cases initiated by the
prosecutor in which he expressed an opinion was there a disagreement between
the opinion of the prosecutors and the grand jury dispositions.[21]
Similarly, the National Commission on Law Observance and Enforcement
concluded:
The grand jury usually degenerates into a rubber stamp wielded by the
prosecuting officer according to the dictates of his own sense of propriety
and justice. [The grand jury] has ceased to perform or be needed for the
function for which it was established. [22]
These findings are reinforced by Professor Moley who determined that the
prosecutor "seems to dominate the grand jury to such a degree that its
actions are in reality his own . . . ."[23]
Most recently, Weinberg and Weinberg, in discussing preliminary hearings in
federal courts, concluded with respect to grand juries:
The grand jury is not a proper body to reach an "independent judicial
determination" of probable cause. Its determination is unlikely to be
"judicial" because it is composed of laymen, whose sole guidance on legal
questions will normally come from the prosecutor. Its determination is also
unlikely to be "independent" in most cases because, in practice, the
prosecutor's influence is usually controlling.[24]
The Second Circuit recently described the grand jury as basically "a law
enforcement agency"[25] a conclusion supported by numerous studies.[26] Most
recently William J. Campbell, Senior Judge, United States District Court for
the Northern District of Illinois, recommended that the grand jury be
completely eliminated and replaced by a procedure encompassing an advisory
preliminary examination before a judicial officer to determine probable
cause.[27]
Nature and Function of the Preliminary Examination
The due process clauses of both the Fourteenth Amendment [28] and the
California Constitution [29] require that the state adopt a procedure which
will insure that no person is required to stand trial at the whim or caprice
of the prosecuting attorney. [30] The form is not man dated to be either a
grand jury or a preliminary examination [31] but rather a procedure which
effectively secures to the accused the substance of due process: an
independent judicial determination of the reasonableness of the charge.[32]
Two methods for initiating a felony prosecution are authorize under the
California Constitution in the following language:
Offenses heretofore required to be prosecuted by indictment shall be
prosecuted by information, after examination and commitment by a magistrate,
or by indictment, with or without such examination and commitment, as may be
prescribed by law.[33]
The California Penal Code authorizes prosecution by either information or
indictment [34] with the overwhelming majority of all criminal prosecutions
being initiated by information pursuant to Penal Code Section 858. [35]
Under this procedure, an accused is entitled to a preliminary examination
before a magistrate [36] and is afforded the right to representation by
counsel [37] and the right to present witnesses in his own behalf.[38]
The California Supreme Court has described these provisions being
declaratory of fundamental procedural rights and has stressed the earlier
view of the United States Supreme Court that the preliminary examination
process "'carefully considers and guards the substantial interest of the
prisoner' and thus constitutes due process of law."[39]
In People v. Elliot [40] the purpose of the preliminary examine process was
described in the following language:
The preliminary examination is not merely a pre-trial hearing. "The purpose
of the preliminary hearing is to weed out groundless or unsupported charges
of grave offenses, and to relieve the accused of the degradation and the
expense of a criminal trial. Many an unjustifiable prosecution is stopped at
that point, where the lack of probable cause is clearly disclosed."[41]
In Jennings v. Superior Court [42] this constitutional and statutory purpose
was held to require that the defendant "be permitted, if he chooses, to
elicit testimony or introduce evidence tending to overcome the prosecution's
case or establish an affirmative defense."[43]
The critical nature of the preliminary hearing and its constitutional
concomitant assistance of counsel, during that stage were established
recently in Coleman v. Alabama.[44] Although Alabama law forbade the use at
trial of anything that occurred at a preliminary hearing held without
counsel, nevertheless, the Court ruled:
[I]t does not follow that the Alabama preliminary hearing is not a "critical
stage" of the State's criminal process. The determination whether !he
hearing is a "critical stage" requiring the provision of counsel depends, as
noted, upon an analysis "whether potential substantial prejudice to
defendant's rights inheres in the . . . confrontation and the ability of
counsel to help avoid that prejudice." United States v. Wade, [388 U.S. 218,
227 (1967)]. Plainly the guiding hand of counsel at the preliminary hearing
is essential to protect the indigent accused against an erroneous or
improper prosecution. First, the lawyer's skilled examination and
cross-examination of witnesses may expose fatal weaknesses in the State's
case that may lead the magistrate to refuse to bind the accused over.
Second, in any event, the skilled interrogation of witnesses by an
experienced lawyer can fashion a vital impeachment tool for use in
cross-examination of the State's witnesses at the trial. Third, trained
counsel can more effectively discover the case the State has against his
client and make possible the preparation of a proper defense to meet that
case at the trial. Fourth, counsel can also be influential at the
preliminary hearing in making effective arguments for the accused on such
matters as the necessity for an early psychiatric examination or bail. The
inability of the indigent accused on his own to realize these advantages of
a lawyer's assistance compels the conclusion that the Alabama preliminary
hearing is a "critical stage" of the State's criminal process at which the
accused is "as much entitled to such aid [of counsel] . . . as at the trial
itself." Powell v. Alabama, [287 U.S. 45, 57 (1932 )].[45]
Of equal, if not greater, import to our citizens is the fact that a
preliminary examination provides them protection from the ignominy and
expense of going to trial unless there has been an evidentiary hearing and a
holding that sufficient evidence exists to justify trial.
Prosecution by Information and Indictment: A Comparison
In a prosecution by information, California law requires that there be an
independent evidentiary determination of probable cause in an adversary
proceeding before trial [46] but no equivalent right is granted to an
accused who is prosecuted by grand jury indictment. Where an indictment is
issued by the grand jury, the accused is not afforded the safeguard of an
independent judicial evaluation of the evidence.
Indictment by grand jury affords none of the fundamental rights provided in
a preliminary examination.[47] Unless he is called as a witness, the
defendant has neither the right to appear and present evidence to the grand
jury nor to confront witnesses against him [48] Only the district attorney,
the attorney general or special counsel may appear and present evidence.[49]
Even if called as a witness, a defendant may not have the assistance of
counsel to advise him.[50] Although the grand jury may require the district
attorney to issue process for defense witnesses when it "has reason to
believe that such evidence exists,²[51] this provision is of little
practical value since the proceedings are held in secret with no notice to a
defendant. Furthermore, as indicate by the opening statement of Penal Code
Section 939.7, the grand jury is "not required to hear evidence for the
defendant," and thus may reject such evidence at the very outset [52]
Without hearing the evidence in the first place, the opportunity to
determine whether evidence exists to "explain away the charge" is in effect
foreclosed, virtually assuring the finding of an indictment under Penal Code
Section 939.8 on the basis of "unexplained or uncontradicted" evidence.[53]
In support of its finding, the grand jury is required to "receive none but
evidence that would be admissible over objection at the trial of a criminal
action . . . . [54] In determining what is admissible evidence, the grand
jury may ask for the advice of the judge or district attorney. However,
unless such advice is requested, the judge is excluded from the session,[55]
leaving the jury to rely upon the prosecutor to advise it.[56] These
contradictions have been the object of criticism by one commentator who has
observed:
When the function of indictment . is mated with the responsibility of
determining the character of the evidence that supports it, and with the
right to exclude all evidence which could explain or contradict, the result
is not proper. In short, it is both derogatory of the jury's basic purpose
and devoid of fairness.[57]
Thus, a defendant who is subject to indictment by grand jury is denied the
right to present evidence to explain or contradict the charge, has no right
to appear or to have the assistance of counsel, and may not confront and
cross-examine the witnesses against him. On the other hand, a defendant
charged by information has all of these rights in addition to the fact that,
unlike the grand jury indictment process, the evidence is judged by a
neutral and detached magistrate capable of independently evaluating the
admissibility of that evidence.
In this regard, the criticism voiced against the grand jury process during
the 1878-79 California Constitutional Convention is noteworthy.[58] A number
of speakers stressed that modification of the grand jury system had been
actively espoused and generally supported in political meetings leading up
to the convention.[59] The criticism voiced by a delegate named Mr. Huestis
is still applicable today:
But, Mr. Chairman, in order to get a more distinct idea of this matter, let
us for a moment briefly consider the functions and duties of Grand Juries;
and, as I understand it, their main duty is to examine the record of
witnesses, or both, and come to a conclusion as to whether persons accused
of crime ought to be tried or not. This they do under the advice of the
District Attorney. In many cases they are, in whole or in part, composed of
persons ignorant of the law; and in a majority of cases, if the District
Attorney tells them that the evidence is sufficient to convict they indict,
and on the contrary, if he tells them the evidence is not sufficient, they
do not indict. They are, in the very nature of things, almost entirely under
the control of the District Attorney, in all matters coming up in the Grand
Jury room, and merely echo his opinions. The whole thing, then, practically
viewed, merely amounts to a roundabout and very expensive method of getting
the opinion of the District Attorney. And I submit that if this be necessary
in order to insure the ends of justice, then, in the name of common sense,
why not get the opinion of the District Attorney directly, and thus curtail
the enormous expense attending the present system.[60] Despite these
critical sentiments and those expressed by other delegates as well, the
unlimited availability of the indictment procedure and its arbitrary use as
an alternative to prosecution by information persists to the present day.
A recent blatant example of arbitrary use of the grand jury procedure, aimed
at avoiding the exercise of rights accorded to a defendant at a preliminary
examination, was presented in People v. Uhleman.[61] The defendant had been
charged with the sale of marijuana. At a lengthy preliminary hearing at
which the defendant presented evidence of entrapment, the magistrate
sustained that defense and dismissed the charges. Thereupon, the district
attorney presented his case to a grand jury and obtained an indictment. On
appeal a majority of the California Supreme Court upheld this procedure over
the vigorous dissent of Justices Mosk and Tobriner. The majority opinion
rested its conclusion on the historic interpretation of California Penal
Code Section 1387 [62] allowing the prosecution to refile felony charges
regardless of a dismissal by a magistrate.[63] Despite the obvious motive of
the prosecutor to avoid extending to the defendant those procedural rights
accorded him at the preliminary examination, the issue was not raised by the
parties nor considered by the court.[64]
Such a deliberate prosecutorial circumvention of a magistrate's adverse
ruling in a preliminary hearing is a practice of long standing. Even before
the enactment of the constitutional provision authorizing alternative
charging procedures, at a time when the preliminary hearing was utilized
only as a detention procedure for later indictment, the practice of ignoring
a magistrate's contrary ruling was bitterly criticized by a delegate to the
Constitutional Convention of 1878-79.[65]
The distinction between the procedures for prosecution by indictment and
prosecution by information in regard to the rights accorded to the accused
obviously placed one charged by indictment at a considerable disadvantage.
Yet, there has never been a judicial or legislative determination which has
attempted to define a basis for discriminating between those who are and
those who are not accorded these important rights. The decision to proceed
by grand jury indictment, and thus deny the accused these fundamental
rights, is left entirely to the absolute discretion of the district
attorney.[66]
The Equal Protection-Due Process Issue
The arbitrary discrimination permitted under present law raises a serious
constitutional question in light of principles recently recognized and
applied by the California Supreme Court in the enforcement of the equal
protection and due process provisions of the United States Constitution.
While recognizing that absolute equality is not required and that
differences may exist so long as an invidious discrimination does not occur,
the court has viewed the "'concept of the equal protection of the laws [as
compelling] recognition of the proposition that persons similarly situated
with respect to the legitimate purpose of the law receive like
treatment.'"[67]
The appropriate tests for determining whether an invidious discrimination
has occurred have been described by the court as follows:
The traditional test has been that the "distinction drawn by a challenged
statute must bear some rational relationship to a legitimate state end and
will be set aside as violative of the Equal Protection Clause only if based
on reasons totally unrelated to the pursuit of that goal." But a stricter
standard has been prescribed in cases involving "suspect classifications" or
"fundamental interests." In Westbrook v. Mihaly, [2 Cal. 3d 765, 471 P.2d
487, 87 Cal. Rptr. 839 (1970)] the [occasion was offered] to epitomize the
standards to be applied in evaluating classifications and the equal
protection clause: "As the California Supreme Court has previously noted the
United States Supreme Court has tended to employ a two-level test in
reviewing legislative classifications under the Equal Protection Clause. In
the area of economic regulation, the high court has exercised restraint,
investing legislate with a presumption of constitutionality and requiring
merely the distinctions drawn by a challenged statute bear some rational
relationship to a conceivable legitimate state purpose. On the other hand,
in cases involving "suspect classifications" or touching "fundamental
interests," the court has adopted an attitude of active and critical
analysis, subjecting the classification to strict scrutiny. Under the strict
standard applied in such cases, the state bears the burden of establishing
not only that it has a compelling interest which justifies the law but that
the distinctions drawn the law are necessary to further its purpose.[68]
The discrimination which results from the choice of a grand jury indictment
as opposed to prosecution by information undoubtedly touches on fundamental
interests, such as the right to assistance of counsel, the right to confront
witnesses and the right to present evidence.[69] Accordingly, the "strict
standard" would be applicable, placing upon the state "the burden of
establishing not only that it has a compelling interest which justifies the
law but that the distinction drawn by law are necessary to further its
purpose."[70]
The legislature has made no effort to establish any standards distinguish
between accused persons who are or are not entitled a preliminary
examination; the power to make that determination has been lodged entirely
with the district attorney. His decision to proceed by grand jury may be
motivated solely by his desire to foreclose the accused from obtaining an
examination before a magistrate and from exercising the fundamental rights
accorded therein. As noted above, district attorneys have cited a number of
typical reasons for using the grand jury process as an alternative to the
preliminary examination.[71] Of these, only one can be considered necessary
to the compelling interest of enforcement of the criminal law, the tolling
of the statute of limitations in the case of a suspect who has fled the
jurisdiction of the court. In regard to the other reasons cited, no
necessity would appear to justify denying the fundamental procedural rights
which are accorded to persons prosecuted by information.
Past Decisions
In People v. Sirhan [72] the California Supreme Court rejected a contention
that prosecution by indictment violated equal protection and due process.
But the issue was given only cursory consideration. Furthermore, unlike
People v. Uhlemann, [73] the issue did not arise in a factual context which
depicted the procedure's potential for discriminatory abuse. There was no
initial effort by the prosecution to proceed by complaint and preliminary
examination and then to circumvent arbitrarily the preliminary examination
procedure, thus cutting off the defendant's rights to confront and present
witnesses. In Sirhan, selection of the grand jury process could well be
justified from the standpoint of protecting the defendant's personal safety
in view of the great public furor directed against him. This issue, one of
many, was summarily resolved by the conclusionary statement that "a
defendant who is proceeded against by an indictment is not denied due
process or equal protection,²[74] which was followed by the citation of
several California Court of Appeal decisions.[75]
The crucial omission in the Sirhan ruling was the lack of any effort to
apply the court's invidious discrimination test for determining an equal
protection violation involving suspect classifications or fundamental
interests as articulated in In re Antazo [76] and Serrano v. Priest.[77] The
court merely made brief reference to several earlier United St Supreme Court
decisions on discriminatory classifications involving race, indigency or
type of offense,[78] brushing these aside as not relevant to the provisions
in question.
Analogous Precedents
Despite the Sirhan ruling, the conclusion that the indictment process does
violate due process and equal protection is clearly support by several
recent California and federal decisions. In re Gary W.[79] and In re
Franklin, [80] are two California Supreme Court decisions involving
procedural discriminations in which, unlike Sirhan, the Antazo Serrano test
was applied, resulting in the declaration of an equal protection-due process
violation.
The issue in Gary W. concerned the constitutionality of a California statute
which denied the right to a jury trial for Youth Authority wards in
proceedings to determine whether they should remain subject to the control
of the authority beyond the normal discharge date based on the authority's
determination that the discharge would be dangerous to the public.[81]
Referring to the statutes allowing trial by jury for confinement of other
dangerous types,[82] the court recognized that the state may not
"arbitrarily accord privileges to or impose disabilities upon one class
unless some rational distinction between those included in and those
excluded from the class exists.²[83] While allowing that any rational
connection between the distinctions and the legitimate purpose of a statute
will normally suffice, the court distinguished those statutes which affect
fundamental interest, placing upon the state the burden of establishing the
existence of a compelling interest and the need for a class distinction to
further that interest.[84]
A similar conclusion was reached in In re Franklin.[85] Relying upon Gary
W., the court ruled that equal protection and due process required that
persons committed after being found not guilty by reason of insanity under
the Penal Code,[86] were entitled upon request to trial by jury to determine
their fitness for release. This was justified on the ground that trial by
jury was afforded to other persons committed as mentally ill under the civil
commitment statutes and no basis was shown for distinguishing between the
two categories.
In the above decisions, the California Supreme Court relied upon the United
States Supreme Court¹s ruling in Baxstrom v. Herold.[87] In that case, a
state prisoner had been involuntarily committed for mental illness near the
end of his prison term without a jury trial even though such trials were
afforded to all other persons civilly committed. In declaring this procedure
unconstitutional, the Court observed that [t]he State, having made this
substantial review proceeding generally available on this issue, may not,
consistent with the Equal Protection Clause of the Fourteenth Amendment,
arbitrarily withhold it from some. . . . Equal protection does not require
that all persons be dealt with identically, but it does require that a
distinction made have some relevance to the purpose for which classification
is made. . . . For purposes of granting judicial review before a jury of the
question whether a person is mentally ill and in need of
institutionalization, there is no conceivable basis for distinguishing the
commitment of a person who is nearing the end of a penal term from all other
civil commitments.[88]
The same reasoning seems equally applicable to the judicial procedures
leading to a determination of whether a person¹s liberty is to be placed in
jeopardy in a criminal prosecution.
More recently, the United States Supreme Court has had occasion to apply the
Baxstrom ruling in two unanimous and highly pertinent decision, Jackson v
Indiana [89] and Humphrey v. Cady [90] In Jackson, the Supreme Court
declared that Indiana's statutory commitment procedures for accused persons
found to be mentally ill and unable to comprehend the proceedings against
them violated equal protection and due process because they established a
more lenient commitment standard and a more stringent release standard than
those applicable to other persons civilly committed. In Humphrey, the Court
reversed a summary denial of habeas corpus and remanded for hearing a state
prisoner's claim that extension of his term of commitment on a finding that
he was a dangerous sex offender violated equal protection and due process
because he was not accorded trial by jury and other procedural rights given
to persons civilly committed. The following statement from the opinion
delivered by Mr. Justice Marshall is especially pertinent to the present
subject:
The equal protection claim would seem to be especially persuasive if it
develops on remend that petitioner was deprived of a jury determination , or
of other procedural protections,merely by arbitrary decision of the State to
seek his commitment under one stature rather than the other.[91]
Clearly, a defendant who is indicted rather than prosecuted by information
following a preliminary hearing is deprived of fundamental procedural rights
"merely by arbitrary decison of ths state to seek his commitment under one
statute rather than another."
A Suggested Remedy
The Franklin and Gary W. decisions suggest a remedy for correcting the
present iniquity of the indictment process. Those rulings imposed a
requirement of trial by jury where the legislature has not so provided.
Similarly, the legislature has not provided for a preliminary examination as
part of the indictment process, despite authorization to do so under the
state constitution.[92] Accordingly , the equal protection-due process
defect could be readily corrected by merely requiring that in cased of
prosecution by indictment, a defendant be allowed a preliminary examination
upon request. Such examination could be conducted after indictment and prior
to trial before a judge of the Superior Court acting as a magistrate, as
allowed under Penal Code.[93]
A similar procedural requirement was recently imposed by the Michigan
Supreme Court in People v. Duncan.[94] The defendant had contended that his
equal protection-due process rights had been violated by not according him a
preliminary examination. The court deliberately avoided the constitutional
question. Instead , in the exercise or its supervisory authority over lower
court procedures, the court did order that preliminary hearings be granted
in all indictment cases where requested prior to trial, This was justified
on the basis of the modern efficiency of the preliminary examination process
and the inequities of the grand jury process.[95]
The requirement of an optional preliminary examination in indictment cases
is not likely to cause a significant burden upon the courts because the
indictment procedure is utilized in only a small percentage of cases. During
1971 only 2.889 or 4.1 percent of the 70,663 Superior Court felony filings
were prosecuted by indictment.[96] Furthermore, such preliminary hearings
may result in a greater number of dismissals or settlements without trial
because of prosecutors being persuaded after cross-examination of their
witnesses that their cases are weak or because of defendants being convinced
after confronting the witnesses against them that they ought to plead
guilty.[97] Such hearings may result also in submission on the evidence
presented, without further trial, as is done with submissions on preliminary
examination transcripts which occurs in nearly 75 percent of the trials held
in Los Angeles county.[98] Excellent precedent exists for judicial
imposition of such a procedural requirement to conform the indictment
process to constitutional standards. As noted above, recent California
Supreme Court decisions now require trial by jury for dangerous Youth
Authority offenders and for insane offenders.[99]
In addition, there is the example of a judicial remedy to correct
constitutionally defective procedures fashioned in the United States Supreme
Court¹s recent decision in Morrisey v Brewer.[100] In an opinion delivered
by Chief Justice Burger the Court imposed upon the states a due process
requirement that, in parole revocation cases,parolees must be afforded the
right to both preliminary hearings and formal revocation hearings. The
procedural requirements for these hearings, as set out in the Morrisey
opinion , are detailed and substantial. A parolee must be given prior notice
of the preliminary haring and be afforded the opportunity to present
relevant information and to question adverse informants.[101] There must be
a hearing officer who is an ³uninvolved person² and he must make a summary
or digest of the hearing and state the reasons for finding of probable cause
to hold the parolee.[102] More formal proceedings are required for the final
revocation hearing, including written notice, confrontation and
cross-examination of witnesses, the right to present evidence , a neutral
and detached haring body and a written statement of findings.[103] By
comparison to this, the above proposal for modification of the indictment
procedure to conform with settled dtandards of equal protection and due
process seems quite modest.[104]
Conclusion
Felony suspects who desire to contest the existence of probable cause to
support a formal accusation against them presently face a substantial
handicap when accused by a grand jury indictment as opposed to being accused
by information. Under the latter procedure, they are entitled to the right
to counsel, the right to confront witnesses and the right to present
evidence--rights which protect fundamental interests at a critical stage of
the proceedings.[105] Yet, those rights may be entirely denied in the
absolute discretion of the district attorney to proceed by grand jury
indictment in lieu of prosecution by information.
No compelling state interest is apparent to justify such discrimination.
Because of the California Supreme Court¹s recently articulated equal
protection-due process test for invidious discrimination [106] and the
United States Supreme Court¹s recent expansion of due process requirements
[107] in dealing with parole revocations, it would appear that a
modification of this arbitrary power to prosecute by grand jury indictment
sans preliminary hearing may soon be anticipated.
Endnotes
*B.A., Ohio Wesleyan University, 1966; J.D., University of Chicago, 1969;
Member of Michigan Bar and California Bar; Member, Board of Governors,
California Attorneys for Criminal Justice; Member of the firm of Boccardo,
Blum, Lull, Niland, Teerlink & Bell of San Francisco. . * B.A., Kent State
University, 1952; LL.B., (Case) Western Reserve University School of Law,
1954; Member of Ohio Bar and California Bar; admitted to practice before the
Supreme Court of the United States; Public Defender, Santa Clara County,
California; Director, National Legal Aid and Defense Association and Western
Regional Defender Association; Vice-Chairman of the Defense Services
Committee of the ABA Section on Criminal Law; Past-president, California
Public Defenders Association; Member of Board of Governors, California
Attorneys for Criminal Justice.
1. 410 U.S. 1 (1973).
2. Id. at 17.
3. Id. at 23.
4. Id. at 45-47
5. See Wood v. Georgia, 370 U.S. 375, 390 (1962).
6. E.g., Morse, A Survey of the Grand Jury System, 10 Ore. L. Rev. 101, 363
(1931) [hereinafter cited as Morse]. 7. Id. at 103.
8. Id. at 105-06.
9. Id. at 106-07. The root origin of the English jury system in its present
form is generally accepted as coming from the Carlovingian inquisition
introduced in England by the Norman kings. Id. at 103-04; see 1 W.
Holdsworth, A History of English Law 312 (1922); J. Thayer, A Preliminary
Treatise on Evidence at the Common Law 51 (1898); 1 F. Pollock & F.
Maitland, The History of English Law 140-42 (2d ed. 1923). See generally
Note, The Grand Jury as an Investigatory Body, 74 Harv. L. Rev. 590 (1961).
10. L. Orfield, Criminal Procedure From Arrest to Appeal, 137-39 (1947).
11. See Morse, supra note 6, at 112.
12. Id. at 114.
13. Id. at 116-17.
14. Id. at 118.
15. Id. at 112-13.
16. Id. at 118.
17. See 9 W. Holdsworth, A History of English Law 236 (1922); 1 J.Stephen,
History of the Criminal Law in England 294-95 (1883).
18. Morse, supra note 6, at 119-20 (footnotes omitted); accord, 1 J.
Stephen, History of the Common Law in England 296 (1883).
19. In England grand juries ceased to sit after 1917. Younger, The Grand
Jury Under Attack III, 46 J. Crim. L.C. & P.S. 214 (1955).
20. Morse, supra note 6, at 363.
21. Id. at 151.
22. National Commission on Law Observance and Enforcement, Report on
Prosecution 124 (1931).
23. Moley, The Initiation of Criminal Prosecutions by Indictment or
Information, 29 Mich.L. Rev. 403, 430 (1931).
24. Weinberg & Weinberg, The Congressional Invitation to Avoid the
Preliminary Hearing: An Analysis of Section 303 of the Federal Magistrates
Act of 1968, 67 Mich. L. Rev. 1361, 1380 (1969).
25. United States v. Cleary, 265 F.2d 459, 461 (2d Cir. 1959).
26. See, e.g., Dession, From Indictment to Information-Implications of the
Shift, 42 Yale L.J. 163 (1932); Goldstein, The State and the Accused:
Balance of Advantage in Criminal Procedure, 69 Yale LJ. 1149, 1171 (1960);
Meshbesher, Right to Counsel Before Grand Jury, 41 F.R.D. 189 (1967); 39
Calif. L. Rev. 573, 575 (1951).
27. Campbell, Eliminate the Grand Jury, 64 J. Of Crim. L. & Crim. 174
(1973).
28. U.S. Const. Amend. XIV.
29. Cal. Const. art. 1, §13.
30. See Hurtado v. California, 110 U.S. 516 (1884).
31. See id. at 535; Woon v. Oregon, 229 U.S. 586, 590 (1913).
32. See Hurtado v. California, 110 U.S. 516, 536-38 (1884).
33. Cal. Const. art. 1, §8.
34. Cal. Pen. Code §737 (West 1970).
35. Id. §858. See text accompanying note 96 supra.
36. Id. §§859a, 860.
37. Id.§859.
38. Id. §866.
39. Jennings v. Superior Court, 66 Cal. 2d 867, 875, 428 P.2d 304, 309, 59
Cal.Rptr. 440, 445 (1967), quoting Hurtado v. California, 110 U.S. 516, 538
(1884).
40. 54 Cal. 2d 498, 354 P.2d 225, 6 Cal. Rptr 753 (1960).
41. Id. at 504, 354 P.2d at 229, 6 Cal. Rptr. at 757, quoting Jaffe v.
Stone, 18 Cal. 2d 146, 150, 114 P.2d 335, 338 (1941).
42. 66 Cal. 2d 867, 428 P.2d 304, 59 Cal. Rptr. 440 (1967).
43. Id. at 880, 428 P.2d at 313, 59 Cal. Rptr. at 449.
44. 399 U.S. 1 (1970).
45. Id. at 9-10.
46. Cal. Pen. Code §871 (West 1970).
47. See text accompanying notes 24-34 supra.
48. See People v. Goldenson, 76 Cal. 328, 345, 19 P. 161, 168-69 (1888);
People v. Collins, 60 Cal.App. 263, 269, 212 P. 701, 704 (1922). Cal. Pen.
Code §939.7 (West 1970) provides: "The grand jury is not required to hear
evidence for the defendant, but it shall weigh all the evidence submitted to
it and when it has reason to believe that other evidence within its reach
will explain away the charge, it shall order the evidence to be produced,
and for that purpose may require the district attorney to issue process for
the witnesses."
49. Cal. Penal Code §§923, 935, 936 (West 1970).
50. Id. §939.
51. Id. §939.7.
52. Id.
53. Id. §939.8. Little wonder therefore that a survey conducted in 1955
showed that of 289 indictments sought by district attorneys, 272 true bills
were returned, or 94.1 percent. Note, Some Aspects of the California Grand
Jury System, 8 Stan. L. Rev. 631, 654 (1956). This is consistent with the
criticism that the grand jury system is merely a rubber stamp. E.g. Morse,
supra note 6 , at 363. On the other hand, one cannot conclude that the
preliminary examination screening rate is much better. A recent study in Los
Angeles indicates that roughly 90 percent of the preliminary examinations
resulted in holding orders. Graham & Letwin, The Preliminary Hearings in Los
Angeles: Some Field Findings and Legal Policy Observations, 18 U.C.L.A. L.
Rev. 636, 723-24 (1971). The authors also report that in 1966, 30 percent of
these dismissals failed to terminate the prosecutions, and in 1967, the
figure was 25 percent. Id. at 729.
54. Cal. Pen. Code §939.6(b) (West 1970).
55. Id.
56. In McFarland v Superior Court, 88 Cal App. 2d 153, 160, 198 P.2d 318,
322 (1948), the court pointed out that, ³[t]he district attorney or his
deputies may properly appear before the grand jury, upon request of the
grand jury, or otherwise, to give advice or to interrogate witnesses.
Likewise, the attorney general is empowered to procure counsel to present
evidence in a matter under investigation before the grand jury.² In Stern v.
Superior Court, 78 Cal. App. 2d 9, 177 P.2d 308 (1947), the district
attorney and some of his assistants were with the grand jury at times in the
absence of the reporter. The court held that the ³grand jury is entitled to
the legal advice of the district attorney . . . and the law does not require
the presence of a reporter while such advice is being given . . . .² Id. at
13, 177 P.2d at 310.
57. Comment, The Nature of the California Grand Jury: An Evaluation, 2 Santa
Clara Law. 72, 76 (1962). The role of the district attorney in presenting
the evidence and advising the grand jury on its admissibility is somewhat
analogous to a juvenile court referee presenting and examining witnesses and
ruling on the admissibility of their testimony. The latter procedure has
been held contrary to due process. In re Ruth H., 26 Cal. App. 3d 77, 102
Cal. Rptr. 534 (1972); Gloria M. v. Superior Court, 21 Cal. App. 3d 525, 98
Cal. Rptr. 604 (1971); Lois R. v. Superior Court, 19 Cal. App. 3d 895, 97
Cal. Rptr. 158 (1971). The prosecutor's responsibility in assuring that
"none but legal evidence" is received by the grand jury is carried out in
some counties by the district attorney asking all the questions with the
jurors passing him written questions. Note, Some Aspects of the California
Grand Jury System, 8 Stan. L Rev. 631, 645 n.129 (1956).
58. 1 Debates and Proceedings of the State of California, 308-17 (I880).
59. Id. at 311, 313.
60. Id. at 314.
61. 9 Cal. 3d 662, 511 P.2d 609, 108 Cal. Rptr. 657 (1973).
62. "An order for dismissal of the action . . . is a bar to any other
prosecution for the same offense if it is a misdemeanor, but not if it is a
felony. Cal. Pen. Code §1387 (West 1970).
63. 9 Cal. 3d at 666, 511 P.2d at 611, 108 Cal. Rptr. at 659.
64. In an amicus curiae brief, the California Public Defenders Association
did raise this issue, which was briefly alluded to by Mr. Justice Mosk in a
footnote to his dissenting opinion, indicating that it "touched on a
sensitive nerve" and involved "provocative due process and equal protection
problems." 9 Cal. 3d at 670 n.1, 511 P.2d at 614 n.1, 108 Cal. Rptr. at 662
n.1 (Mosk, J., dissenting). Although he did not consider this issue, Mr.
Justice Mosk did raise another point urged by amicus, that the circumvention
of the magistrate's order was a violation of the constitutional doctrine of
separation of powers, Cal. Const. art. I, §1, as recently applied in
Esteybar v. Municipal Court, 5 Cal. 3d 119, 485 P.2d 1140, 95 Cal. Rptr. 524
(1971) and People v. Tenorio, 3 Cal. 3d 89, 473 P.2d 993, 89 Cal. Rptr. 249
(1970). People v. Uhlemann, 9 Cal. 3d 662, 676-77, 511 P.2d 609, 618-19, 108
Cal. Rptr. 657, 666-67 (1973) (Mosk, J., dissenting).
65. The delegate, an attomey named Barbour, described the following
experience with this practice in a case in which he defended Denis Kearney
and others on riot charges stemming from a meeting on San Francisco's Nob
Hill: "[T]he District Attorney, for his own purposes . . . can make an
engine of oppression out of that very institution [the grand jury]. I myself
was concerned, and these delegates elected from San Francisco, in a case
that distinctly illustrates that proposition. Denis Keamey, Dr. O'Donnell,
Wellock, and various parties, as is well known, were arrested in San
Francisco upon numerous charges. Among other charges preferred against them
was one that they had committed a riot, by holding a meeting on Nob Hill,
within the sacred precincts of the magnates of the railroad corporation.
They were taken before a committing magistrate. It was fully examined before
the committing magistrate. I myself appeared as one of the associate counsel
for the defense, and after a full and complete examination of the
foundationless and groundless charge against these men he discharged them.
Now he did not send it before the Grand Jury. That ought to have been the
end of that charge. What happened? Hostility existed between the magistrate
and the District Attorney. After the sitting of the next Grand Jury the
District Attorney presents that very identical case, that very identical
charge, in the shape of an indictment, before the very identical Court which
had discharged them. They were compelled to undergo the expense of a trial
all over again about the very identical matter, and which resulted in the
fiasco, the history of which is well known. 1 Debates and Proceedings of the
Constitutional Convention of the State of California 312 (1880).
66. A 1963 survey of several large district attorney offices in Northern
California reveals the variety of reasons given by district attorneys for
avoiding the preliminary examination process: "(1) when the accused has
evaded apprehension and the statute of limitations would bar an information
requiring the presence of the accused; (2) when the district attorney
desires to avoid premature cross-examination of emotional or reluctant
witnesses; (3) when there is great public interest in the case and the
district attorney, for political reasons, desires to share responsibility
for prosecution with the grand jury; (4) when the investigative powers of
the grand jury are useful, as in complex fraud cases or those involving
corruption in public office, and (5) when the district attorney believes
that employing the grand jury would be speedier than using preliminary
examination procedures, as in cases involving multiple defendants or
offenses." Comment, The California Grand Jury--Two Current Problems, 52
Calif. L Rev. 116, 118 (1964) (footnotes omitted). In light of People v.
Uhlemann, 9 Cal. 3d 662, 511 P.2d 609, 108 Cal. Rptr. 657 (1973) and the
case described by delegate Barbour, see note 64 supra, to these may be added
cases in which the magistrate has dismissed charges at a preliminary
examination due to the presentation of evidence by a defendant.
67. In re Antazo, 3 Cal. 3d 100, 110, 473 P.2d 999, 1005, 89 Cal. Rptr. 255,
261 (1970), quoting Purdy & Fitzpatrick v. State, 71 Cal. 2d 566, 578, 456
P.2d 645, 653, 79 Cal. Rptr. 77, 85 (1969).
68. In re Antazo, 3 Cal. 3d 100, 110-11, 473 P.2d 999, 1005, 89 Cal. Rptr.
255 261 (1970).
69. See, e.g., Coleman v. Alabama, 399 U.S. 1, 9-10 (1970); Jennings v.
Superior Court, 66 Cal. 2d 867, 428 P.2d 304, 59 Cal. Rptr. 440 (1967).
70. Serrano v. Priest, 5 Cal. 3d 584, 597, 487 P.2d 1241, 1249, 96 Cal. Rptr.
601, 609 (1971); In re Antazo, 3 Cal. 3d 100, 111, 473 P.2d 999, 1005, 89
Cal Rptr.255, 261 (1970). 71. See note 66 supra.
72. 7 Cal. 3d 710, 497 P.2d 1121, 102 Cal. Rptr. 385 (1972).
73. 9 Cal. 3d 662, 511 P.2d 609, 108 Cal. Rptr. 657 (1973).
74. 7 Cal. 3d at 746-47, 497 P.2d at 1146, 102 Cal. Rptr. at 410.
75. In People v. Flores, 276 Cal. App. 2d 61, 65, 81 Cal. Rptr. 197, 200
(1969) the contention was denied on the basis that defendant had not cited
any authority. In People v. Newton, 8 Cal. App. 3d 359, 388, 87 Cal. Rptr.
394, 412 (1970) the argument was rejected on the basis of the Flores
decision. In People v. Pearce, 8 Cal. App. 3d 984, 989, 87 Cal. Rptr. 814,
817 (1970) it was turned down because "[t]he defendant had not claimed or
presented facts to support the inference that the indictment procedure was
chosen in his case due to some arbitrary or purposeful act on the part of
some state official." In In re Wells, 20 Cal. App. 3d 640, 649, 98 Cal. Rptr.
1, 5-6 (1971) the court summarily rejected the argument citing Pearce,
Newton and Flores. Only in People v. Rojas, 2 Cal. App. 3d 767, 771, 82 Cal.
Rptr. 862, 864-65 (1969) did the court concede that a defendant is denied
procedural constitutional right by the indictment process, but nevertheless
overruled the equal protection claim becuase of the historic origin and past
approval of the grand jury system.
76. 3 Cal. 3d 100, 473 P.2d 999, 89 Cal. Rptr. 255 (1970).
77. 5 Cal. 3d 584, 487 P.2d 1241, 96 Cal. Rptr. 601 (1971).
78 7 Cal. 3d at 747, 497 P.2d at 1146, 102 Cal. Rptr. at 410, citing
McLaughlin v. Florida, 379 U.S. 184 (1964); Douglas v. California, 372 U.S.
353 (1963); Skinner v. Oklahoma, 316 U.S. 535 (1942).
79. 5 Cal. 3d 296, 486 P.2d 1201, 96 Cal. Rptr. 1 (1971)
80. 7 Cal. 3d 126, 496 P.2d 465, 101 Cal. Rptr. 553 (1972).
81. Cal. Welf. & Inst¹ns Code § 1800 (West 1972).
82. Id. §§ 3050, 3051, 3108 (narcotics addict); id. § 5303 (imminently
dangerous mentally ill persons); id. § 5350(d) (West Supp. 1973) (gravely
disabled person) id. § 6318 (West 1972) (mentally disordered sex offender).
83. 5 Cal. 3d at 303, 486 P.2d at 1207, 96 Cal. Rptr. at 7.
84. Id at 306,486 P.2d at 1209, 96 Cal. Rptr. at 9,citing In re Atanzo, 3
Cal. 3d 100,110-11, 473 P.2d 999,1005, 89 Cal. Rptr. 255,261 (1970); Castro
v. State, 2 Cal. 3d 223,234-36, 466 P.2d 244, 251-53, 85 Cal. Rptr. 20,27-29
(1970);Purdy & Fitzpatrick v. State, 71 Cal. 2d 566,578-79, 456 P. 2d
645,653-54,79 Cal. Rptr. 77, 85-86 (1969),
85. 7 Cal. 3d 126, 496 p.2d 465, 101 Cal. Rptr. 553 (1972).
86. Cal. Pen. Code § 1026 (West 1970)
87. 383 U.S. 107 (1966)
88. Id.at 111-12.
89. 406 U.S. 715 (1972)
90. 405 U.S. 504 (1972)
91. Id. at 512 (emphasis added)
92. The California Constitution allows for that procedure at the
Legislature¹s option: ³Offenses heretofre required to be prosecuted by
indictment shall be prosecuted by information , after examination and
commitment by a magistrate, or by indictment, with or without such
examination and commitment, as may be prescribed by law.² Cal. Const. art
!.§8 (emphasis added).
93. Cal. Pen. Code § 808 (West 1970).
94. 388 Mich. 489, 201 N.W. 2d 629 (1972).
95. See id at 499-502, 201 N.W.2d at 633-35.
96. Bureau Of Criminal Statistics, Calif. Dept. Of Justice, Crime &
Delinquency In California 42 (1971).
97. A similary change of procedure in Florida pursuant to a federal court
ruling requirng preliminary hearings to support the filing of an information
recently resulted in an estimated 20 to 25 percent reduction in felony
caseloads in one Judicial Circuit of that state. Pugh v. Rainwater, 483 F.2d
778,787 (5th Cir. 1973).
98. Graham & Letwin, the Preliminary Hearing in Los Angeles: Some Field
Findings and Legal-Policy Observations, 18 U.C.L.A.L. Rev. 916,931 (1971).
The efficay of the preliminary examination and its unrealized potential are
discussed by Professors Graham and Letwin in their extensive study of the
procedure in Los Angeles County. Contraty to earlier forecasts that the
preliminary examination would place tremendous power in the hands of the
prosecutor, they conclude that ³ the preliminary hearing may well be the
most important procedural mechanism in the administrationof criminal justice
in thes county though few of the participants seem to have viewed it as
such. By virtue of procedural rules governing the hearing and its
constitutional role as the successor to the grand jury, the magistrate in
the preliminary is the only judicail officer with sufficient discretionary
power to counterbalance the vast authority given the prosecutor.² Id. at 953
(footnotes omitted)
99. In re Franklin, 7 Cal. 3d 126, 496 P.2d 465, 101 Cal. Rptr. 553 (1972);
In re Gary W., 5 Cal. 3d 296, 486 P.2d 1201, 96 Cal. Rptr. 1 (1971).
100. 408 U.S. 471 (1972).
101. Id. at 486-87.
102. Id
103. Id. at 489.
104. A similar modification of parole revocation procedures for narcotics
addicts requiring a Morrissey-type preliminary haring for Californa
Rehabilitation Canter parolees, was imposed recently in In re Murillo, 35
Cal. App. 3d 71,__ P.2d __, __ Cal. Rptr.__(1973), wherein the court noted
that Morrisey required a differen view on this question tan that previously
taken in In re Marks, 71 Cal. 2d 31, 45-47, 453 P.2d 441, 451-52, 77 Cal.
Reptr. 1, 11-12 (1969). In Marks, the California Supreme Court had rejected
the claim that such a hearing was required, on the basis that ³it is not. .
. for the courts to revise such a Œcreature of statute¹. . . .² Id. at 46,
453 P2d at __,77 Cal. Reptr. at __.
105. Coleman v. Alabama, 399 U.S. 1, 9-10 (1970); Jennings v. Superior
Court, 66 Cal. 2d 867,874-75, 428 P. 2d 304, 309, 59 Cal. Rptr. 440,445
(1967).
106. See text accompanying not 68 supra.
107. See text accompanying note 87-91 supra.
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